The Balancing Act: Fiduciary Responsibilities vs. Corporate Compliance and Regulations
As a corporate executive your focus today is not only on your company's bottom line but also on responding to the call for more ethical international business practices. With old legislation still in play such as Sarbanes Oxley there are brand new areas in regards to regulatory compliance that require just as much if not more focus such as the "Dodd–Frank Wall Street Reform and Consumer Protection Act" and the "Foreign Corrupt Practices Act" (FCPA).
U.S. companies that sell products and services internationally must understand the actions and ramifications that can lead to prosecution under the Foreign Corrupt Practices Act (FCPA) and the transparency requirements of the Dodd-Frank Act. Recently the federal government has become more active on the FCPA and Dodd-Frank enforcement front, and with cases the likes of UBS and MF Global in the headlines where not just millions but billions of losses were incurred it's time to proactively address these areas and not let your company be in the headlines for the wrong reason!
Join Oracle, KPMG, and FulcrumWay to learn more about these respective areas and how your organization can rise to the challenge of transparency, achieving compliance while still maintaining the bottom line for your shareholders.
Thursday, December 8, 2011
11:30 a.m. - Registration
12:00 noon - 2:00 p.m. - Lunch and Program
120 W 51st St.
New York, NY 10020
A Dodd-Frank Overview:
Required claw-back policies that reach beyond the Sarbanes-Oxley Act
An overview of Proxy access rules
The new Framework for monitoring & regulating Systemic Risk Improving accountability and while achieving transparency
Foreign Corrupt Practices Act (FCPA):
An overview of FCPA prohibited actions and penalties Corporate liabilities for the actions of foreign subsidiaries, suppliers, or rogue employees Lessons learned from recent FCPA cases
Best practices FCPA compliance policies and procedures Business use cases of Oracle solutions that address both FCPA & Dodd-Frank compliance
Who will benefit:
Executive management, CFO's & Controller
Regulatory/legislative affairs professionals
Risk management specialists
If you are an employee or official of a government organization, please click here for important ethics information regarding this event.